INQ121

TitleLong
Special Commission of Inquiry into the Waterfall Rail Accident,Volume 1 & Volume 2.
INQAuthor
The Honourable Peter Aloysius McInerney QC
Year
InquiryType
DisasterType
State
Status

Recommendations for this Inquiry

INQ-ref REC-UID CODE SubCode SrcNUM Recommendation
INQ121 REC121-3650 E - Agency Organisation 16 - Training and behaviour Recommendation 1

Staff at the Rail Management Centre (RMC) should receive training from RailCorp to enable them to quickly and accurately assess that an emergency has occurred and to provide precise and reliable information to emergency response personnel about the location of the emergency, the available access

INQ121 REC121-3659 E - Agency Organisation 32 - Doctrine, standards, and reform Recommendation 10

A railway disaster plan, or rail displan, should be developed by RailCorp and the emergency services to ensure co-ordinated inter-agency response to rail accidents and incidents on the RailCorp network.

INQ121 REC121-3749 E - Agency Organisation 29 - Operational Health and Safety Recommendation 100

All new rolling stock must be designed with an area of the roof through which emergency services personnel can access a rail car without encountering wiring or other equipment. That access point must be clearly marked with words such as “emergency services cut here”.

INQ121 REC121-3750 E - Agency Organisation 32 - Doctrine, standards, and reform Recommendation 101

ITSRR should initiate and/or participate in the development of a national standard for crashworthiness of all passenger trains.

INQ121 REC121-3751 E - Agency Organisation 16 - Training and behaviour Recommendation 102

RailCorp should make it a condition of employment that all level 2 managers have or obtain a formal qualification in system safety management.

INQ121 REC121-3752 E - Agency Organisation 12 - EM agency and authority Recommendation 103

RailCorp should establish clear safety accountability statements and reporting lines for all management positions.

INQ121 REC121-3753 A - Responsibility 25 - Inquiry, audit, lessons management and after action review Recommendation 104

The RailCorp Board should establish independent external safety auditing processes to regularly audit and report to the Board on the implementation of an integrated safety management system by RailCorp and on safety performance generally.

INQ121 REC121-3754 E - Agency Organisation 29 - Operational Health and Safety Recommendation 105

The RailCorp Board should ensure that RailCorp has an adequate and integrated safety management system, including adequate systems for risk assessment, clearly defined safety responsibilities and accountabilities for persons holding management positions, and specific performance criteria against

INQ121 REC121-3755 E - Agency Organisation 29 - Operational Health and Safety Recommendation 106

The RailCorp Board should require a full review of the safety competence of RailCorp managers to ensure that each has the ability to bring about those safety reforms recommended in this report which are applicable to his or her position.

INQ121 REC121-3756 E - Agency Organisation 16 - Training and behaviour Recommendation 107

RailCorp should ensure that where the safety competency of any manager is deficient such manager is required to undertake professional development courses to raise his or her safety competency level to an adequate standard.

INQ121 REC121-3757 A - Responsibility 25 - Inquiry, audit, lessons management and after action review Recommendation 108

RailCorp should conduct internal and external safety audits to evaluate the adequacy of its safety management system and to ensure that any risk control measures are effective.

INQ121 REC121-3758 A - Responsibility 25 - Inquiry, audit, lessons management and after action review Recommendation 109

Following completion of any external audit, a corrective action plan to remedy any identified safety deficiencies should be developed by RailCorp, implemented and followed up within the business groups affected, to ensure appropriate and timely completion of the action plan, by a formal examinati

INQ121 REC121-3660 E - Agency Organisation 32 - Doctrine, standards, and reform Recommendation 11

The rail displan should include the use by all emergency response personnel of a uniform incident command system, involving procedures for such matters as the establishment of inner and outer perimeters, control of access to the site, orderly evacuation of injured passengers and the establishment

INQ121 REC121-3759 E - Agency Organisation 29 - Operational Health and Safety Recommendation 110

A Safety Reform Program Director (hereafter referred to as SRPD), reporting directly to the Chief Executive of RailCorp, should be retained to manage, as head of a Safety Reform Program Office, any safety reform program being undertaken by RailCorp.

INQ121 REC121-3760 E - Agency Organisation 32 - Doctrine, standards, and reform Recommendation 111

The Advisory Board established under the Transport Legislation Amendment (Safety and Reliability) Act 2003 must be abolished.

INQ121 REC121-3761 E - Agency Organisation 32 - Doctrine, standards, and reform Recommendation 112

Legislative changes should be enacted to ensure the complete independence of ITSRR from the Minister for Transport Services.

INQ121 REC121-3762 E - Agency Organisation 32 - Doctrine, standards, and reform Recommendation 113

The Chief Executive of ITSRR should have sole accountability and responsibility for the regulation of rail safety in New South Wales.

INQ121 REC121-3763 E - Agency Organisation 32 - Doctrine, standards, and reform Recommendation 114

The ITSRR should publish guidelines to be followed by accredited organisations.

INQ121 REC121-3764 E - Agency Organisation 29 - Operational Health and Safety Recommendation 115

The ITSRR should not grant accreditation to any rail organisation unless it has an integrated safety management system in accordance with any safety management system regulation and the guidelines published from time to time by ITSRR.

INQ121 REC121-3765 A - Responsibility 25 - Inquiry, audit, lessons management and after action review Recommendation 116

The ITSRR should conduct field audits to satisfy itself that all accredited rail organisations conduct their activities in accordance with the safety management system on the basis of which each was accredited.

INQ121 REC121-3766 E - Agency Organisation 12 - EM agency and authority Recommendation 117

Staffing arrangements for ITSRR should be reviewed by it to ensure that adequate staff are employed in field positions, actively monitoring the safety of rail operations and compliance with conditions of accreditation.

INQ121 REC121-3767 A - Responsibility 24 - Govt responsibility Recommendation 118

All accredited rail organisations should be required to re-apply every three years to ITSRR for accreditation.

INQ121 REC121-3768 A - Responsibility 25 - Inquiry, audit, lessons management and after action review Recommendation 119

The ITSRR, when considering a re-application for accreditation, should conduct a field audit of the organisation to ensure that it is carrying on its activities in accordance with the basis upon which it seeks accreditation.

INQ121 REC121-3661 E - Agency Organisation 32 - Doctrine, standards, and reform Recommendation 12

The rail displan should include provision for the appointment of a rail emergency management co-ordinator at the RMC, and an on-site rail commander with the sole function of assisting and supporting the emergency services during the rescue phase of the emergency response.

INQ121 REC121-3769 E - Agency Organisation 32 - Doctrine, standards, and reform Recommendation 120

The ITSRR should continue to participate in the development of a national system for rail safety regulation, provided that any ultimate agreement between the States and Territories and the Australian Government does not produce a safety outcome for New South Wales that is less than would be achie

INQ121 REC121-3770 E - Agency Organisation 32 - Doctrine, standards, and reform Recommendation 121

A safety management system regulation should be promulgated, specifying the requirements of safety management systems in all accredited organisations, using Annexure I to this report as a guide

INQ121 REC121-3771 E - Agency Organisation 32 - Doctrine, standards, and reform Recommendation 122

RailCorp should establish an integrated safety management system which includes the following:
(a) a formal performance management system, incorporating measurable safety accountabilities and responsibilities for each managerial position;

INQ121 REC121-3772 E - Agency Organisation 32 - Doctrine, standards, and reform Recommendation 123

RailCorp should establish a safety management system containing the 29 elements identified in the SMSEP report which is in volume 2 of this report.

INQ121 REC121-3773 E - Agency Organisation 32 - Doctrine, standards, and reform Recommendation 124

The ITSRR should ensure that RailCorp establishes a safety management system containing the 29 elements identified in the SMSEP report, and ensure the ongoing monitoring and improvement of the safety management system established.

INQ121 REC121-3774 A - Responsibility 38 - Agency/Department Reporting Recommendation 125

The ITSRR must provide a quarterly report to the Minister for Transport Services on the progress made by RailCorp in implementing these recommendations, including:
(a) a statement as to whether or not the recommendation has been implemented and, if so, is working effectively; and

INQ121 REC121-3775 A - Responsibility 38 - Agency/Department Reporting Recommendation 126

The Minister for Transport Services must table in Parliament, each such quarterly report by ITSRR.

INQ121 REC121-3776 A - Responsibility 38 - Agency/Department Reporting Recommendation 127

The Minister for Transport Services should retain, independently of ITSRR, safety auditors to provide a report to the Minister confirming or qualifying the contents of each such ITSRR quarterly report.

INQ121 REC121-3662 E - Agency Organisation 32 - Doctrine, standards, and reform Recommendation 13

The rail displan should provide for the site controller to have complete control of the site, with other agencies co-ordinating with and supporting him or her, until the rescue phase of the emergency response has been completed.

INQ121 REC121-3663 C - Response 14 - Incident Mgt Teams Recommendation 14

The incident command system should clearly identify the roles of the rail commander, site controller, police commander and commanders of the other emergency services, and the way in which each is to work together during the recovery phase of any rail accident.

INQ121 REC121-3664 C - Response 20 - Role of police Recommendation 15

The location of the command post for site control at the scene of any rail accident should be identified by NSW Police by a distinctive flashing light.

INQ121 REC121-3665 C - Response 14 - Incident Mgt Teams Recommendation 16

The role of the rail commander should be to provide support and assistance to the site controller and emergency services personnel until the rescue phase of the emergency response to any rail accident is completed.

INQ121 REC121-3666 C - Response 14 - Incident Mgt Teams Recommendation 17

The rail commander should have complete authority to direct and control any rail employees attending the site of a rail accident, in accordance with directions given or arrangements put in place by the site controller, until the rescue phase of the emergency response to the rail accident has been

INQ121 REC121-3667 E - Agency Organisation 32 - Doctrine, standards, and reform Recommendation 18

RailCorp should develop and implement an emergency response plan for management of all rail accidents. Such a plan should be subsumed by the rail displan in the case of serious accidents or incidents.

INQ121 REC121-3668 E - Agency Organisation 32 - Doctrine, standards, and reform Recommendation 19

The RailCorp emergency response plan should include action checklists of the steps that each employee is required to take, and the order for specific employees to follow in case of emergency.

INQ121 REC121-3651 B - Preparedness 10 - Infrastructure Recommendation 2

A dedicated telephone line should be established by RailCorp between the RMC and any Emergency Services Control Centre for use during any emergency.

INQ121 REC121-3669 E - Agency Organisation 16 - Training and behaviour Recommendation 20

All operational rail staff should be trained by RailCorp in the action check list relevant to each.

INQ121 REC121-3670 E - Agency Organisation 16 - Training and behaviour Recommendation 21

The RailCorp emergency response plan should be provided to all emergency response agencies. The officers of each emergency service should be trained in any rail specific features of the plan, so as to better ensure inter-agency co-ordination in the circumstances of an emergency.

INQ121 REC121-3671 E - Agency Organisation 32 - Doctrine, standards, and reform Recommendation 22

The RailCorp emergency response plan should include a requirement for the debriefing of all senior rail and emergency response personnel involved in any rail accident, so as to determine the way or ways in which emergency response arrangements for rail accidents can be continually improved, and t

INQ121 REC121-3672 E - Agency Organisation 16 - Training and behaviour Recommendation 23

All emergency response personnel should be specifically trained in the features of railways which are relevant to their work, such as the location and means of operation of all emergency door releases on trains, the location and use of signal telephones, the methods by which electrical power can

INQ121 REC121-3673 B - Preparedness 41 - Emergency Management exercises Recommendation 24

Regular field training exercises should be conducted by RailCorp with the emergency services to ensure that the incident command system and rail displan are able to be fully implemented as quickly as possible and are reviewed and improved.

INQ121 REC121-3674 E - Agency Organisation 32 - Doctrine, standards, and reform Recommendation 25

Uniform verbal descriptions identifying that power has been isolated should be developed by RailCorp and utilised by all railway personnel, electrical service providers and all emergency response personnel.

INQ121 REC121-3675 E - Agency Organisation 16 - Training and behaviour Recommendation 26

All rail employees should be trained by their employer to commence any emergency communication with the words “Emergency, emergency, emergency”, thereafter to identify themselves, the train, its location, what has occurred, the approximate passenger load and whether death or injuries have occurre

INQ121 REC121-3676 C - Response 14 - Incident Mgt Teams Recommendation 27

A direct line of communication should be established between the RMC and Emergency Services Operations Control Centre by a “tie line” or otherwise, so as to ensure that in the case of a serious rail accident there is an open line of communication between the officer in charge of the management of

INQ121 REC121-3677 E - Agency Organisation 16 - Training and behaviour Recommendation 28

A training centre for emergency services personnel should be established by RailCorp. The emergency services personnel should be required to undertake training at such a centre, which should be equipped with features replicating railway infrastructure and rolling stock.

INQ121 REC121-3678 A - Responsibility 35 - Business and Industry in relation to industry Recommendation 29

All railway owners and operators should have a quality assurance program for the design and construction of rolling stock and regular review of construction to ensure that the rolling stock satisfies the original functional performance specifications.